Financial Instruments Business Operator registration
Authorization to conduct investment advisory and agency business and investment management business under Kanto Local Finance Bureau (Kinsho) No. 3142.
Registered and active
Regulatory complianceand advanced governanceRegulatorycomplianceand advancedgovernance
We maintain strict regulatory compliance, high transparency, and fiduciary responsibility across Japanese and global financial markets.
Financial Instruments Business Operator (Kinsho No. 3142)Japan Investment Advisers Association member (No. 012-02871)APPI complianceFiduciary responsibility
Registered Financial Instruments Business Operator in Japan
ExodusPoint Capital operates under the rigorous supervision of Japan's Financial Services Agency and the Kanto Local Finance Bureau, maintaining high standards in corporate governance, investor protection, and appropriate disclosure.
- Trade name / legal entity
- ExodusPoint Capital
- Regulatory jurisdiction
- Kanto Local Finance Bureau
- Registration number
- Kanto Local Finance Bureau (Kinsho) No. 3142
- Registered business types
- Investment advisory and agency business / Investment management business
- Head office
- Marunouchi Nijubashi Building 2F, 3-2-2 Marunouchi, Chiyoda-ku, Tokyo 100-0005, Japan
Industry association membership
Japan Investment Advisers Association
Regular member (member No. 012-02871)
As a regular member of the Japan Investment Advisers Association, we comply with the association's self-regulatory rules and code of conduct, contributing to investor protection and the sound development of financial markets.
Governance and verification
A compliance verification framework that manages registration, association membership, personal information protection, and risk disclosures as one system.
Industry association membership
Public registration as a regular member of the Japan Investment Advisers Association (member No. 012-02871).
Regular memberPrivacy policy and APPI compliance
Full compliance with Japan's Act on the Protection of Personal Information (APPI), including disclosure rights, cross-border data transfer security, and data retention standards.
APPI compliantStatutory risk disclosures
Comprehensive disclosures covering market risk, liquidity risk, quantitative model assumptions, and digital asset infrastructure.
Regulatory disclosures maintainedRegulatory notices and risk warnings
Important information on non-endorsement, investment risk, and suitability related to registration and association membership.
Non-endorsement statement
Registration as a Financial Instruments Business Operator under Kanto Local Finance Bureau (Kinsho) No. 3142 and membership in industry associations do not mean that Japan's Financial Services Agency or any government authority guarantees or recommends our investment performance, soundness, or returns.
Investment risk warning
Financial instruments and investment advisory services provided by the company involve the risk of loss of principal. Past performance does not guarantee future results. Information on this website is intended for professional investors, including institutional and qualified investors under the Financial Instruments and Exchange Act, and does not constitute solicitation to buy or sell financial instruments.